1. Information Collection and Use
CWM values the relationships we have with our clients, which are built on trust and integrity. We collect and maintain various types of nonpublic personal information ("NPI") to provide you with the best financial services and comply with applicable laws and regulations. The NPI we collect may include:
Information obtained during our initial meeting or subsequent consultations, such as your name, address, social security number, date of birth, and financial information.
Information generated to service your financial needs.
Information received from third parties in connection with the services we provide you.
We use your information to design and implement investment and financial planning services and to comply with federal and state laws and regulations.
2. Information Disclosure
We respect your privacy and are committed to keeping your personal information confidential. However, there are circumstances where we may disclose your NPI to unaffiliated third parties as permitted by law, including but not limited to:
Individuals and entities not affiliated with CWM, including third parties that assist in the supervision or management of your account(s).
Service providers contracted by us to perform duties related to your engagement with CWM.
Your authorized representative or power of attorney.
With your prior written consent.
As required or permitted by applicable federal and state privacy regulations.
3. How We Protect Your Personal Information
Safeguarding your personal information is a top priority for CWM. We restrict access to client information only to those who require it to perform their business functions. We employ physical, electronic, and procedural safeguards to prevent unauthorized access, disclosure, or use of your confidential personal information. Any arrangements with non-affiliated companies or contractors will be subject to confidentiality agreements to ensure the protection of your information.
4. Former Clients
5. Information Sharing
CWM shares client information with CayDen LLC to provide tax services as needed. This sharing of information is conducted to ensure the comprehensive financial management and tax planning needs of our clients are met.
6. Contact Us
For any questions or concerns regarding our privacy policies and procedures, please contact:
Shane Dennehy Chief Compliance Officer CayDen Wealth Management Phone: (720) 520-0826
We are dedicated to maintaining the privacy and security of your personal information and are here to address any inquiries you may have.